Publisher:  Speciality Technical Publishers, Inc.

Selling Legal Products in the U.S. Legal Bookstore
Franchising Law: Practice And Forms
Authors:  Martin D. Fern, Richard M. Asbill, Kenneth R. Costello, 
W. Andrew Scott 
The authors are all members of the American Bar Association Forum on Franchising. Recognized as leading authorities in their field they have written Work in plain English, which provides an easily accessible quick reference resource on how to exploit the benefits of franchising. Precedent setting cases dealing with franchising law practices are cited. 

This is the ultimate word on Franchising and features the following:

  • practical advice about the business and legal aspects of franchising 
  • clause-by-clause analysis of agreements 
  • cites precedent cases 
  • minimizes potentially devastating disputes, liabilities, costs 
  • a quick-reference rersource 
  • choose any combination of the three volumes 
Directory


The Franchisor
The Franchisee
Product Details and Pricing

The Franchisor - Table of Contents

  • Chapter 1   The Franchisor's Lawyer 
    • Professional Prerequisites for Practitioners Representing Franchisors
    • Due Diligence by Counsel for the Franchisor
    • Exposure to Malpractice Claims
  • Chapter 2   Alternatives to Franchising 
    • Review of Distribution Techniques
    • Joint Ventures/Partnerships
    • Limited Partnerships
    • Separate Affiliated Corporations
    • Company-Owned Outlets
    • Distributorships and Dealerships
    • Single Trademark or Service Mark Licenses
    • Leased Departments
    • Service Distribution Agreements
    • Cooperatives
  • Chapter 3   Regulation of Business Opportunity Ventures 
    • State Business Opportunity Laws
    • Jurisdictional Scope of Regulation
    • Prohibited Acts
    • Compliance Requirements
    • Remedies
    • Federal Regulation of Business Opportunity Offerings-The FTC Rule
  • Appendix 3A Definitional Elements of State Business Opportunity Statutes
  • Appendix 3B Compliance Requirements Imposed by State Business Opportunity Statutes
  • Chapter 4   Representing the Prospective Franchisor 
    • The Initial Interview: Is the Business "Franchisable"?
    • Client Questionnaire
    • Review of Business Structure of Prospective Franchisor
    • Capitalization of Franchisor
    • Review of Relationships with Principal Suppliers and Customers
    • Review of Litigation History, Claims Likely of Assertion, and Bankruptcy History
    • Structuring the Franchise Program
    • Trademark, Copyright and Trade Secret Considerations
  • Chapter 5   How To Draft the Franchise Agreement 
    • Developing Facts Necessary To Prepare a Franchise Agreement
    • The Elements of the Agreement
  • Chapter 6   Compliance with Federal and State Disclosure Requirements

  • Governing the Offer and Sale of a Franchise
    • The Uniform Franchise Offering Circular
    • Requirements for Preparation of a Uniform Franchise Offering Circular-The Disclosure Document
    • The Disclosure Items
    • Exhibits to State Uniform Offering Circulars
    • Variations Required by State Laws and Regulations
  • Chapter 7   How To Register a Franchise Offering 
    • The Registration Process
    • Variations in the Application Process Required by State Laws and Regulations
    • Where and How To File
    • The Comment Process
    • Pre-Effective Amendments
    • Post-Effective Amendments
    • Notice of Effectiveness of Registration
  • Chapter 8   How To Comply with State Law Requiring Disclosure and/or

  • Registration of Franchise Salesmen and Brokers
    • Disclosure of Salesmen
    • Preparation of the Salesmen Disclosure Form
    • Practitioner's Responsibilities
    • How To File
  • Chapter 9   Offering and Selling Franchises 
    • Training the Sales Force
    • Supervising the Sales Force
    • Compliance Programs
    • Franchise Solicitation Advertising
    • Earnings Claims
    • Negotiated Changes
    • Document Control
    • Legal Audits
  • Chapter 10   Representing an Established Franchisor 
    • Reviewing Your Client's Business Structure
    • The Client's Franchise Program
    • Due Diligence with Respect to an Existing Franchisor
    • The Franchise Agreement
    • Real Estate Considerations
    • Regulatory Compliance Issues
    • Earnings Claims
    • Remedies for Noncompliance
    • Review of the Marks
  • Chapter 11   How To Update Offering Circulars and Prepare Franchise Registration Renewals 
    • Updating the Disclosure Document
    • The Registration Renewal Process
    • State-Specific Differences in the Renewal Process
  • Chapter 12   Modifying Existing Franchise Programs 
    • Factors Affecting the Evolution and Modification of Franchise Systems
    • Practical and Legal Impediments to Modification of Franchise Programs
    • Strategic Opportunities To Modify Franchise Programs
    • Drafting To Preserve System Flexibility
  • Chapter 13   Dual Distribution Problems in Franchise Relationships 
    • Recognizing When a Franchisor is a Dual Distributor
    • The Legality of Dual Distribution in General
    • Resale Price Restraints
    • Resale Non-Price Restraints
    • Terminations and Refusals To Deal
    • Attempts To Monopolize
    • Differential Pricing Practices
  • Chapter 14   The Sale of Company-Owned Locations as Franchises 
    • General Considerations
    • Compliance with State Franchise Pre-Sale Disclosure Requirements
    • Compliance with Federal Franchise Pre-Sale Disclosure Requirements
    • Review by Prospective Franchisee of Books and Records of a Company-Owned Location
    • Franchise Agreement Considerations
  • Chapter 15   How To Construct Appropriate Controls 
    • The Pre-Opening Responsibilities of the Franchisor
    • The Pre-Opening Responsibilities of the Franchisee
    • Control Over Post-Opening Activities
    • Sales of Products and Services by Franchisor to Franchisees
    • Rebates and Kickbacks from Suppliers
    • Policing Quality Controls
  • Chapter 16   Franchisee Advisory Councils 
    • Councils Distinguished from Independent Franchisee Associations
    • General Goals and Specific Functions of Franchisee Advisory Councils
    • Suggested Organizational Structures for Franchisee Advisory Councils
    • Limitations on the Scope of Joint Activities
  • Chapter 17   The Operations Manual 
    • Purpose and Scope
    • Preparation
    • Subject Matter
    • Amendments
    • Legal Limitations
    • Confidentiality and Trade Secrets
    • Copyright
    • Enforcing the Operations Manual
  • Appendix 17A Policy/Procedure
  • Appendix 17B Acknowledgment of Receipt of Serially Numbered Operations Manual
  • Chapter 18   Dealing with the Independent Franchisee Association 
    • Legal Constraints
    • The Role of the Franchisor
  • Chapter 19   Termination and Nonrenewal of Franchises 
    • FTC Rule and UFOC Disclosure Requirements
    • Substantive Considerations Under Applicable Laws
    • Antidiscrimination Laws
    • Repurchasing the Franchise
    • Avoiding Disputes
  • Chapter 20   Dispute Resolution from the Perspective of the Franchisor 
    • Origins of Disputes
    • Informal Dispute Resolution
    • Use of a Franchisee Advisory Council in Resolving Disputes
    • Mediation
    • Arbitration
    • Structure of Arbitration Clauses
    • Litigation
  • Chapter 21   How To Deal with the Financially Troubled Franchisee 
    • Property of the Estate
    • The Automatic Stay
    • The Franchise Agreement and Lease as Executory Contracts
    • The Franchisor's Bankruptcy Claim
Return to Directory











The Franchisee - Table of Contents

  • Chapter 1   Representing the Prospective Franchisee 
    • The FTC Rule
    • State Statutes Regulating the Offer and Sale of Franchises
    • Analyzing the Franchisee's Motives and Resources
    • Analyzing the Offering Circular
    • Analyzing the Franchise Agreement
    • Analyzing the Franchisor's Financial Condition
    • Due Diligence - additional Sources of Information Extrinsic to the Offering Circular
    • Real Estate Aspects of Franchises
  • Chapter 2   Negotiating the Franchise Agreement 
    • Constraints on Negotiations
    • The Need for a Balanced Approach
    • What Franchise Provisions can Franchisee's Counsel Realistically Negotiate?
  • Chapter 3   Services the Franchisee Should Expect from the Franchisor 
    • Site Selection
    • Site Development
    • Equipment and Inventory
    • Training
    • Pre-opening and Post-opening Assistance
    • Operational Assistance
    • Trademark Rights
    • Advertising and Marketing
    • Product or Service Development
  • Chapter 4   Tax Considerations 
    • Choosing the Right Business Entity
    • Taxation of Franchise Business Operations: General Rules
    • Tax Treatement of Franchisee Fees
    • Franchise Development Costs
    • Tax Treatment of Advertising Funds
    • Product Liability :Losses
    • Tax Consequences of Franchise Termination
  • Chapter 5   Purchasing a Franchise from an Existing Franchisee 
    • Advantages and Disadvantages
    • Investigating the Business
    • The Role of the Franchisor
    • The Role of the Purchasor
  • Chapter 6   Purchasing a Franchisor-Owned Location 
    • Conducting Due Diligence Investigations
    • Business Considerations in Reviewing Operating Statements
    • Franchisor's Disclosure Obligations
  • Chapter 7   Independent Franchisee Associations 
    • The function and purpose of Independant Franchisee Associations
    • How to organize a Franchisee Association
    • Franchisor-sponsored Advisory Boards vs. Franchisee-organized Associations
  • Chapter 8   Franchisor/Franchisee Disputes from the Standpoint of the Franchisee 
    • Disputes with the Franchisor
    • Avoidance or Negotiation of Disputes
    • Arbitration
    • Litigation -- advantages and Disadvantages
    • Causes of Action and Defenses Based upon Conduct of the Franchisor
  • Chapter 9   Disputes with Third Parties 
    • Franchisor Liability in Disputes Primarily between Franchisees and Third Parties
    • Franchisee's Liability in Disputes Primarily between Franchisor and Third Parties
  • Chapter 10   Representing the Franchisee of a Financially Troubled Franchisor 
    • The Franchise Agreement as Property of the Estate
    • The Automatic Stay and Termination of the Franchise Relationship
    • Executory Contracts
    • Purchase of Intellectual Property Rights
    • The Franchisee's Bankruptcy Claims
    • The Franchisor's Plan of Reorganization
  • Chapter 11   Selling an Existing Franchise 
    • Price
    • Disclosure Obligations of the Franchisee
    • Obligations under the Franchise Agreement
    • Securities and Tax Law Considerations
    • Covenants Not To Compete
    • Transfers by Operation of Law
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